CHAPTER 3
CIVIL LIBERTIES AND CIVIL RIGHTS
12.
Gideon v. Wainwright (1963)
Background:
Prior to this case, the Court had determined that the Sixth Amendment right to counsel meant that if a defendant was too poor to afford a lawyer, the court (the national government) had to supply a lawyer free of charge in trials in federal courts for federal crimes. This rule did not apply to the states--it did not cover state defendants accused of state crimes in state courts (e.g., most criminal cases).
Significance:
· In Gideon, the Court determines that the "right to counsel" in the Sixth Amendment will apply against the states. The Court decides that this right to counsel is important enough to be considered part of the "liberty" which is protected from state-level infringement by the Fourteeenth Amendment.
· Overruled prior case of Betts v. Brady (1942).
Sample Question
Gideon v. Wainwright is significant because it:
a) extended the sixth amendment right to counsel to the states.
b) eliminated the right to counsel in state criminal cases.
c) expanded the right to counsel to federal crimes tried in federal courts.
d) protected the right of states to determine the elements of "due process."
13. John Stuart Mill
On Liberty (Liberty of Thought and Discussion)
Main Argument:
* Liberty of the press and of expression is important to guard against tyrannical government.
It is also important for the protection of the dignity of the individual and in furtherance of the search for truth. Mill argues that it is illegitimate for the many, united in their beliefs, to suppress the thought and expression of any dissenting one in a society.
Mill's Reasoning:
· No one has privileged insight into the ultimate secrets of the universe.
· In the pursuit of truth, the reasons for freedom of thought and discussion are:
(1) the opinion to be suppressed might be true, and that of the vast majority false (history teaches us this, Mill writes)
(2) the opinion might be partially true, and partially false-- suppression of ideas therefore cuts off a chance for more complete truth
(3) even if the opinion is false, the received truth becomes sharper and more meaningful from its open clash with falsehood
Sample Question
Mill would protect the right to free expression:
a) when the expressed opinion is correct.
b) when a significant part of the population agrees with the new idea.
c) if the opinion is false.
d) in all of these cases.
14. Reno v. ACLU (1997)
Background:
The Communications Decency Act of 1996 (CDA) sought to protect minors from "indecent" and "patently offensive" communications on the Internet.
Issues:
· Free speech in cyberspace: is the CDA an unconstitutional infringement on free speech?
The Decision
* The Supreme Court overturns the CDA as an abridgment of free speech protected by the First Amendment.
-- it is too vague in regulating the content of speech
-- in trying to protect minors, it infringes on the rights of adults
The vagueness of the CDA is a central concern of the Court
-- this vagueness can produce a "chilling effect" on free speech, because people won't know when they might be violating the Act
-- the criminal penalties for violating the Act might cause people to remain silent rather than communicate arguable unlawful ideas
O'Connor and Rehnquist:
-- the CDA is an attempt to "zone" the Internet into areas for adults and areas for minors
-- would invalidate the CDA only as it restricts the speech of adults
-- would not overturn the CDA's efforts to regulate the activities and participation of minors
Sample Question
The Communications and Decency Act of 1996 (CDA) sought to regulate the transmission of "indecent" or "patently offensive" material over the Internet. The Supreme Court found that the CDA:
a) upheld the Constitution.
b) violated the First Amendment.
c) should only apply to material aimed at minors.
d) should only apply to websites within the United States.
15. Brown v. Board of Education of Topeka, Kansas (1954)
(Brown I)
Background:
In Plessy v. Ferguson (1896), the Supreme Court endorsed the doctrine of "equal but separate," which came to be called "separate but equal." Plessy involved a Louisiana state law requiring blacks and whites to have separate accommodations on passenger trains. The Court, generally supporting Jim Crow laws, held that "equal protection of the laws" in the Fourteenth Amendment did not prevent a state from requiring "separation" of the races as long as accommodations were equal.
Issues:
· In Brown, The Court holds that "separate but equal is inherently unequal."
· The Court highlights the modern importance of public education for economic mobility and political citizenship, and indicates that separation itself imparts a badge of inferiority.
Significance:
* Brown overrules Plessy's "separate but equal" doctrine.
· In the context of public education, states may not by law provide that white and black children must attend separate schools, even if the schools have equal resources and facilities. "Equal protection of the laws" (or, more broadly, "equality") now means something different than it did in Plessy.
Sample Question
Brown I ruled that:
a) separate is inherently unequal.
b) separate can be equal given equal facilities and funding.
c) separate is always equal.
d) the definition of equality should be left to the individual states.
16. Brown v. Board of Education of Topeka, Kansas (1955)
(Brown II)
Issue:
Desegregating Southern school systems was a huge political problem. Here, the Court returns Brown to the federal district courts for oversight of desegregation, and orders that desegregation proceed "with all deliberate speed."
Significance:
· Most see the use of the word "deliberate" as indicating that the Court would accept going slowly if this was necessary. Meaningful desegregation did not occur until the late 1960s and early 1970s.
Sample Question
Brown II ordered desegregation
a) "before the 1968 presidential election".
b) "at a time and place of the states' choosing".
c) "immediately".
d) "with all deliberate speed".
17. Engel v. Vitale (1962)
Background:
In the Cantwell case (1940), the Supreme Court had held that the free exercise of religion clause in the First Amendment applied to the states (through incorporation into the Fourteeenth Amendment).
In the Everson case (1947), the Court had held that the establishment clause likewise applied to the states.
Issues:
· In Engel, the Court rules that a state's endorsement or support of religion is enough to equal a violation of the establishment clause. The establishment clause can be violated even if there is no "coercion" of the individual by the state ("coercion" is needed for a violation of the free exercise clause).
· Justice Stewart dissents. He would make the test under both clauses turn on "coercion." For Stewart, the establishment clause prevents the establishment of any particular religion or church, and not the accommodation of religious values in general. He points out that "we are a religious people", and argues that the state must accommodate this fact.
Significance:
· The Court's decision banning school prayer as a violation of the establishment clause resulted in widespread public criticism.
Sample Question
In Engel v. Vitale, the Court ruled that:
a) school prayer enforced by the state was acceptable.
b) a state's endorsement of religion violated the establishment clause of the Constitution.
c) a daily pledge of allegiance was acceptable in public schools.
d) the pledge of allegiance violated the Second Amendment to the Constitution.
18. City of Boerne v. Flores (1997)
Background:
This case deals with Constitution's Free Exercise of Religion Clause.
An Oregon statute criminalized use of various controlled substances, including peyote. When several employees were fired for their use of peyote, Oregon denied them unemployment benefits. The Native American Church argued that peyote was used during its religious ceremonies, and that therefore the individuals were being denied their freedom to exercise religion.
In 1990, the Supreme Court ruled on the case, and examined the "compelling interest" test used to determine if laws against various religious practices placed substantial burdens on the free exercise of religion. The Court decided that using this test in this forum would result in anarchy, and therefore ruled against the workers.
Congress, in return, passed the Religious Freedom and Restoration Act of 1993 (RFRA), which required the compelling interest test to be used in examining legislative burdens on religious freedom.
In City of Boerne v. Flores, the Court examined the constitutionality of RFRA.
The Boerne Case and the Decision:
Local zoning authorities denied a building permit to a Catholic church. The decision was based on restrictions on new construction due to the designation of a historic district that included the church. The local Archbishop relied partially on RFRA to argue that the zoning restrictions unduly infringed on his church's free exercise of religion.
* In Boerne v. Flores, the Supreme Court concludes that the Religious Freedom and Restoration Act of 1993 exceeds Congress' power.
The Issues and the Court's Reasoning:
· In Employment Division of Oregon v. Smith, the Court reasoned that application of a compelling interest test "would have produced . . . a constitutional right to ignore neutral laws of general applicability.
· The Court viewed RFRA as a deliberate attempt to circumvent this ruling, and defends itself (and the Constitution, in its view) by overturning RFRA as unconstitutional.
· Justice Stevens' concurring opinion invalidates RFRA, but by different reasoning. He writes that RFRA gives the church, in this case, protections not afforded to other groups. "This governmental preference for religion. . . is forbidden by the First Amendment."
· Justices O'Connor and Breyer dissented, and argued that the original decision in Employment Division of Oregon v. Smith should be reconsidered
O’Connor and Breyer argue that giving heightened protection to religion is acceptable, and liken that extra effort to the special protections given the freedom of speech.
Significance
* The Court narrows Congress' efforts to protect the free exercise of religion.
* The Court uses an argument about separation of powers and the Court's authority in deciding the constitutionality of laws to rule RFRA unconstitutional.
Sample Question
In City of Boerne v. Flores, the Supreme Court ruled that the Religious Freedom and Restoration Act of 1993:
a) adequately protected First Amendment rights.
b) exceed Congress' authority to protect the free exercise of religion.
c) was an unconstitutional attempt to subvert the power of the president.
d) was applicable only to the federal government.
19. Roe v. Wade (1973)
Background:
In Griswold v. Connecticut (1965), the Court held that there was a right to "privacy" implied in the First, Fourth, and Ninth Amendments to the Constitution. This right prevented the State of Connecticut from prohibiting the sale of contraceptives. The Court held that a married couple could not be prevented from obtaining contraceptives. The right was extended to unmarried individuals in Eisenstadt v. Baird (1972).
Justice Black dissented in Griswold, arguing that in order to claim violation of a constitutional right, one had to be able to point to some text in the Constitution. Otherwise, a Justice could see anything "implied" there. Black alleged that Douglas had done this in deriving the right to privacy from "penumbras" of the Bill of Rights.
Issues:
· In Roe, the Texas law at issue made it illegal to procure an abortion, except if this was necessary in order to save the life of the mother.
· The Court, in a 6 to 3 decision, strikes down the Texas statute and establishes a "trimester" analysis as constitutionally required.
The Court's Reasoning:
· The Court's decision relies on the due process clause of the Fourteenth Amendment ("liberty") to find a "right to privacy." This is different from Griswold, which relied on the penumbra argument (that a "right to privacy" could be derived from various parts of the Bill of Rights).
· The trimester system:
(1) During the first trimester, a woman (in consultation with her doctor), has freedom to choose whether to terminate her pregnancy.
(2) During the second trimester, the state has an interest in the health of the mother. The state may regulate, but not prohibit, abortion (the state may speak to where, when and how abortions may be performed, but not to whether or not one may be performed).
(3) The state has a "compelling interest" in the life of the fetus at the "point of viability"-- the point at which the fetus/child could live on its own. In Roe, Blackmun wrote that the point of viability is about 24 weeks, or the third trimester. The state may prohibit abortions, unless necessary to save life of the mother, during the third trimester.
Sample Question
Roe v. Wade tied the state's interest in restricting abortions to:
a) individual determinations by state physicians.
b) the trimester system.
c) a theological argument based on the Bible.
d) the marital status of the pregnant woman.
20. Adarand Constructors v. Pena (1995)
Background of Affirmative Action Rulings
* Congress had been given more leeway to pass affirmative action legislation than the states or local governments.
Background of the Adarand Case:
Terms for a highway project provided that the contractor, Mountain Gravel, would be paid more if it hired subcontractors certified as small businesses controlled by "socially and economically disadvantaged individuals".
This category included Black Americans, Hispanic Americans, Native Americans, Asian Pacific Americans, and other minorities.
Gonzales Construction was certified as one of these companies; Adarand was not.
-- Adarand and Gonzales each submit bids as subcontractors
-- Adarand's bid was lower but Mountain Gravel accepted Gonzales' bid, because of the additional payment it received
-- Adarand sued
The Decision
The Court does not rule directly on Adarand's claim.
Instead, the Court rules that the stricter standard-- "strict scrutiny"-- will now be applied to federal rules, as it has been to states and local ones.
* The Court thus makes it harder for the federal government to justify affirmative action programs.
This case is sent back to the lower Court to be decided upon using this standard.
· The dissent written by Justice Stevens argues that the Court, in an effort to provide "consistency" in its rulings, assumes that efforts to burden a minority are equivalent to efforts to provide a benefit to a minority-- he calls this assumption "untenable".
· The dissent written by Justice Ginsburg argues that these issues are being dealt with by the political branches of government, and that therefore the Court need not intervene.
-- Continued discrimination warrants continued efforts to realize the "equal protection of the laws" promised by the Fourteenth Amendment.
Sample Question
The Supreme Court's decision in Adarand Constructors v. Pena:
a) made it easier for Congress to enact affirmative action legislation.
b) made it harder for Congress to enact affirmative action legislation.
c) made it easier for states to enact affirmative action legislation.
d) made it harder for states to enact affirmative action legislation.
21. Shaw v. Reno (1993)
Background:
North Carolina, reapportioning its congressional districts after the 1990 census, created the Twelfth District. This congressional district meandered along Interstate 85 in North Carolina, including black population areas and excluding white population areas. The effect was to create a district with a bizarre shape that virtually guaranteed the election of a black representative to Congress.
The case is set against a history of Southern states infringing on blacks' voting rights, which the Voting Rights Act of 1965 sought to curtail.
The Case:
Plaintiffs claimed that this redistricting was based on racial considerations, and that therefore the state must have a compelling justification for its actions. Racial classifications bring the equal protection clause of the Fourteenth Amendment into play.
This particular case is not about whether the North Carolina district was unconstitutional. The case is about whether a plaintiff is permitted to challenge this type of redistricting based on the Fourteenth Amendment.
· The Court ruled, 5-4, that a plaintiff may challenge a reapportionment statute by arguing that it is an effort to separate voters on the basis of race.
·The Court then sent this case back to North Carolina, which was ordered to decide whether this particular district was a "racial gerrymander." If the North Carolina court found that it was, then the district could only be upheld if there was a compelling government interest in separating voters by race.
The Court's Rationale:
· Justice O'Connor wrote that districts based on racial classifications bear "an uncomfortable resemblance to political apartheid." This is because they reinforce the perception that members of the same race share values and candidate preferences because of their race, despite differences in socio-economic status, geography, age, education, or community.
Others argue that redistricting based on race is the best way to ensure minority representation in Congress, which serves the interests of that minority.
Sample Question
In Shaw v. Reno, Justice O'Connor suggested that reapportionment based on race:
a) is unconstitutional.
b) is unacceptable when attempted by Southern state governments.
c) cannot be challenged if the state's intention is good.
d) resembled "political apartheid".
22. Abrams v. Johnson (1997)
Background:
Follow-up case to Shaw v. Reno and issues surrounding redistricting.
Sequence of events:
-- Georgia created plan for 2 majority-black districts in 1991
-- under pressure from the Justice Department, this plan was altered to create 3 majority-black districts
-- this 3-district plan was overturned because it was racially motivated
-- the Georgia legislature was unable to agree on a new plan
-- the federal District Court stepped in and devised a redistricting plan with only 1 majority-black district
Issues:
· Some Georgia voters and the Justice Department challenged the actions of the District Court.
The central issue is whether or not the District Court could ignore Georgia's original effort aimed at 2 majority-black districts.
The Decision and the Dissent
* The Supreme Court upheld the District Court's plan
-- all of the other plans were suspect because they used race as a predominant concern
-- the Court upholds the District Court's actions because "here, the legislative process was first distorted and then unable to reach a solution"
· The dissent argues that the District Court, when it was drawing up its own plan, was not free to disregard Georgia's original desire for a plan with 2 majority-black districts
-- the use of "predominant racial motive" as a determining factor in deciding the constitutionality of redistricting plans is unworkable and counterproductive
-- the Court is being drawn too deeply into an inherently political area of legislative responsibility
Sample Question
In 1991, Georgia drew up a redistricting plan with two majority-black districts. In Abrams v. Johnson, the Supreme Court upheld a plan designed by the federal District Court that had how many majority-black congressional districts in Georgia?
a) one
b) two
c) three
d) eleven
PART II:
POLITICAL PARTIES, ELECTORAL BEHAVIOR, AND INTEREST GROUPS
CHAPTER 4:
POLITICAL PARTIES AND THE ELECTORATE
23. James Madison
Federalist 10
Main Argument:
* Madison makes his case for extending the scope of the republic and multiplying the number of factions.
Background:
Earlier political theorists had argued that a republic, to be successful, could not occupy a great area--it had to be kept small to discourage conflict.
Madison's Reasoning:
· Factions
-- Definition: "a number of citizens, whether amounting to a majority or minority of the whole, who are united and actuated by some common impulse of passion, or of interest, adverse to the rights of other citizens, or to the permanent and aggregate interests of the community."
-- Causes:
unequal distribution of property
inevitable diversity of group opinions/man's nature
· Cannot prevent factions; they are unavoidable because:
-- cannot destroy the liberty which is essential to their existence.
-- cannot make everybody think and believe the same things, or have the same interests.
· Therefore, must control the effects of faction to prevent majority tyranny
· Madison favors a large republic over pure democracy, because it can control factions through:
-- Representative government
delegation of government to a small number of citizens
* filters public views through a wise elite
-- Extended republic
* enlarges the number of citizens generally, encouraging many different factions which will battle each other and prevent one single faction from ruling completely
Sample Question
James Madison, in Federalist 10, argues that the new nation should be:
a) a democracy.
b) a republic.
c) small.
d) cut off from popular control.
24. E. E. Schattschneider
Party Government
Main Argument:
* The Constitution is both pro-party and anti-party.
Schattschneider's Reasoning:
· Constitution denounces factions as evil (from Federalist 10): anti-party
· Constitution also supports and nourishes factions by protecting freedoms of speech, assembly, etc.: pro-party
· It is therefore both anti-party and pro-party at the same time
· Interest groups are also checked because members always have other group interests
Sample Question
According to Schattschneider, the Constitution is pro-party because:
a) it argues against factions.
b) it encourages free assembly.
c) Madison sought the Presidency.
d) the Convention was dominated by Federalists.
25. Report of the Committee on Political Parties,
American Political Science Association
Toward a More Responsible Two-Party System
Main Argument:
* Two strong parties are necessary and required elements of an American political system which provides the electorate "with a proper range of choice between alternatives of action." Parties must organize and present coherent plans of action, providing clear choices for voters.
The Committee's Reasoning:
Modern government is so complex and its activities so far-flung that general policies and clear choices are necessary to have government run effectively and with accountability.
-- only strong parties are capable of providing the proper coordination and planning
-- without strong parties, the quality of programs and accountability for their success or failure will be weakened
Four major dangers of a decline of parties:
1) The decline of parties may lead to grave consequences in an "explosive" era
*2) The Presidency may try to fill the void left by absent party organization, extending the executive's powers and responsibilities too far
*3) As parties decline and cynicism grows, parties may disintegrate altogether-- this is dangerous because the American system is grounded upon the two-party system
4) Decline of the two major parties may result in support for extremist parties, "each fanatically bent on imposing on the country its particular panacea" for the nation's problems
Sample Question
According to the Committee on Political Parties of the APSA, the decline of political parties in America is:
a) dangerous.
b) an illusion.
c) a move toward better government.
d) a necessary step in enhancing the accountability of Congress.
26. Martin P. Wattenberg
The Decline of American Political Parties
Main Argument:
* Parties can be viewed from a variety of perspectives. Parties must function effectively in the electorate as well as in government if they are to be successful organizations.
Wattenberg's Analysis:
-- identifies eleven important and diverse functions that parties perform.
-- reviews the significance of apparent party decline in recent years.
-- points out that parties appear to be increasingly active at the state level, and they also appear to have grown as national institutions.
Two Views of Parties
· Wattenberg notes that analysis of parties often conflates two distinct party functions; separating these terms of analysis is important
-- Parties can be "things that do", and analysis on this basis will focus on how well parties perform certain governmental functions.
-- Parties can also be "things that are", and analysis under these terms focuses on partisan attitudes among the public.
* Wattenberg concludes that understanding both of these interpretations, and how the two roles of parties interact, is necessary if we are to understand political parties in the United States.
Sample Question
Martin Wattenberg argues that political parties:
a) exist in the electorate, as parties "that are".
b) exist in the government, as parties "that do".
c) both a and b
d) none of the above
27. David R. Mayhew
Divided We Govern
Main Argument:
* Divided government produced by the separation of powers works as well as the unified government favored by many critics.
Mayhew's Reasoning:
· Divided government (when one party controls the Presidency and the other controls Congress) has been the rule rather than the exception over the last several decades.
· Many authors argue that divided government creates gridlock and stalemate in government.
· Mayhew argues that, regarding Congress' oversight role and the amount of legislation approved by Washington, "Unified versus divided control has probably not made a notable difference during the postwar era."
· Mayhew argues that the following areas show few differences regardless of divided or unified control:
-- the quality of laws passed
-- ideological and budgetary coherence in policymaking
-- increased congressional micro-management of executive affairs
-- the conduct and coordination of foreign policy
-- the effect of policies on the poor
Sample Question
Mayhew argues that divided government results in:
a) judicial lawmaking.
b) gridlock.
c) little difference from unified government.
d) an increase in the number of laws passed.
28. V. O. Key, Jr.
A Theory of Critical Elections
Main Argument:
* Critical elections begin a long-term realignment from the previously dominant party to a new majority party.
Key's Typology of Elections:
· Critical elections:
-- reflect major changes in political sentiment
-- create a permanent realignment of the electorate
-- the process is incremental; begins at state and local levels
-- Example: FDR, 1932
· Maintaining elections
-- Maintain current political sentiments
-- Example: Harry Truman, 1948
· Deviating elections
-- Maintain current sentiments, but dominant figures can be elected, seemingly against dominant party affiliations
-- Example: Republican Eisenhower's Presidency in the 1950s, when the Democrats were the dominant party
· Reinstating elections
-- After a popular leader or other deviations, the prevailing party affiliations return to the voting booth
-- Example: Democrat Kennedy elected after the deviating elections of Eisenhower in the 1950s
Sample Question
V. O. Key argues that elections:
a) can signal important changes.
b) are relatively unimportant as political indicators.
c) result in shifts in party control every twelve years.
d) always favor charismatic leaders.
29. Benjamin Ginsberg and Martin Shefter
Politics By Other Means
Main Argument:
* Ginsberg and Shefter argue that as parties decline and elections become less important, winners do not gain full control and losers are not deprived of power. Politics is increasingly carried out by means other than elections.
Ginsberg and Shefter's Reasoning:
· Declines in party influence and in voter turnout mean that elections are less important.
· Elections do not establish who will or will not wield power.
-- Some political forces have little power despite electoral victories; some maintain power despite electoral losses; some wield power without competing in elections.
· Political forces concentrate their efforts in discrete sectors of government.
Effects:
· This fragmentation results in decreasing government's ability to achieve its national purposes.
· Political battles increasingly take place through the use of the criminal justice system, the federal judiciary, and the national security apparatus.
· Elections become deadlocked, with Democrats controlling Congress and Republicans controlling the Presidency, neither party will support change that might risk their respective institutional strongholds.
· Three consequences characterize the "postelectoral political order":
1) Dual sovereignty (Democratic Congress, Republican Executive)
2) Absence of political closure (elections do not resolve questions of power)
3) Emerging political patterns undermine the administrative capabilities of the American state
Sample Question
Ginsberg and Shefter argue that elections are:
a) more important than in the past.
b) less important than in the past.
c) just as important as those in the past.
d) none of the above
30. Bernard R. Berelson, Paul F. Lazarsfeld, and William N. McPhee
Democratic Practice and Democratic Theory
Main Argument:
* Democratic theory is wrong to address the rationality of individual voters; they address groups of voters.
Berelson, et. al.'s Reasoning:
· Rational voting comes when large numbers of people vote irrationally, because of the moderating influence of different degrees of attitude and viewpoints.
· Apathy among voters signals contentment; therefore low voter turnout is a sign of stability.
Sample Question
According to Berelson, et. al., rational voting comes from:
a) rational individuals acting in groups.
b) irrational individuals acting in groups.
c) rational individuals seen as individuals.
d) irrational individuals seen as individuals.
31. V. O. Key, Jr.
The Responsible Electorate
Main Argument:
* The electorate "behaves about as rationally and responsibly as we should expect, given the clarity of the alternatives presented to it and the character of the information available to it."
Voters are not the fools that many politicians take them to be, are not apathetic, and are not manipulated by politicians.
Sample Question
According to V. O. Key, voters:
a) are as rational as we should expect them to be.
b) are highly irrational.
c) are rational, but manipulated by skilled politicians.
d) do not watch the news on television.
CHAPTER 5:
INTEREST GROUPS
32. David Truman
The Governmental Process
Main Argument:
* The national interest is defined by the actions of pressure groups pursuing their own interests.
Truman's Reasoning:
· There is no objective "national interest".
· The political process is a reflection of group politics: parties (electing devices) act against interest groups (policy devices).
-- Interest groups act against each other.
-- There are multiple access points to government.
· Group politics is a perfect representation of democracy in action.
-- National interest is the result of the interaction of group interests.
-- There is no national interest apart from this interaction.
Sample Question
Truman argues that the interaction of groups:
a) furthers an objective national interest.
b) obscures the path to an objective national interest.
c) creates irrational conflict.
d) defines the national interest.
33. Theodore J. Lowi
The End of Liberalism
Main Argument:
* Interest-group liberalism fights against democracy and good government.
Lowi's Reasoning:
· "Interest-group liberalism" (essentially Truman's argument) fights against democracy and takes away its authoritativeness:
1) It confuses expectations about democratic institutions and corrupts democratic government by treating all values as equivalent interests.
2) It renders government impotent by multiplying the number of plans available, but not addressing implementation.
3) It demoralizes government because it can't achieve justice (because without a value-system, justice is not an issue for discussion).
4) It allows too much informal bargaining, decreasing the necessary importance of formal procedures and rules.
· Interest group liberalism fails because it cannot recognize the greater national interest; it does not even try.
-- Lowi, in effect, argues against Truman.
Sample Question
Theodore Lowi argues that interest-group liberalism:
a) furthers an objective national interest.
b) obscures the path to an objective national interest.
c) creates irrational conflict.
d) defines the national interest.
34. V. O. Key, Jr.
Pressure Groups
Main Argument:
* Interest groups interact with government through their leaders, who often do not reflect the involvement of group members.
Key's Reasoning:
· The actions of group leaders do not necessarily reflect the attitudes of members.
· Group interaction, therefore, may not reflect democracy (contrasts Truman).
· Key does accept that interest groups are, nevertheless, important links between the people and government. Even though they are dominated by elites, elites still must act within the general bounds and interests of the community at large.
· Key also argues that despite efforts at manipulation by interest group leaders and their publicity people, elected political leaders and the public are not often deceived.
Sample Question
V. O. Key argues that the actions of interest-group leaders:
a are limited by the interests of the community at large.
b) always represent the interests of their members.
c) share no connection to their members.
d) support incumbents in reelection campaigns.
35. Walter Isaacson
Running with the PACs
Main Argument:
* PACs (Political Action Committees) are highly influential because they pump vast amounts of money into the electoral process.
Isaacson's Assessment of PACs:
· Criticism of PACs:
1) Candidates become beholden to narrow interests rather than to their constituents.
2) Connection between PAC dollars and votes is suspicious.
3) PACs raise the costs of campaigning.
4) Party role declines, and as a result so do the broad coalitions that balance competing interests.
· Argument for PACs:
1) Money will find its way into the system no matter what, and PACs allow for regulation and public disclosure.
· Suggestions for limiting PAC influence:
1) Public financing of campaigns.
2) Raise the limit on individual contributions.
3) Limit total amount House candidates can receive from PACs.
Sample Question
Walter Isaacson argues that PACs:
a) have positive results.
b) have negative effects on politics.
c) are important because they infuse the political system with large amounts of money.
d) all of the above
36. Larry J. Sabato
The Misplaced Obsession with PACs
Main Argument:
* Sabato argues that the obsession with PACs as the bad guys of politics is misplaced because PACs fulfill the role Madison created for diverse and active factions.
Background:
· PACs are legal and encouraged by campaign finance laws.
-- PACs represent mechanisms for tracing the amount and direction of political campaign funds.
Sabato's Assessment of PACs:
1) While the number and influence of PACs have multiplied since the 1970s, Sabato writes that it "is not clear that there is proportionately more interest-group money in the system than before."
2) More PACs and the increased cost of running for office, rather than being cause and effect, may both be results of increasingly costly technologies associated with campaigning.
3) There is little direct evidence that PAC money can "buy" votes on legislation.
4) PAC influence may increase in certain situations:
-- narrow and specialized issue-areas with low visibility
-- agenda-setting
-- subcommittee votes
5) It is difficult to assess PAC influence: does a dairy state senator vote for dairy price supports because his constituents are dairy farmers, or because he received PAC money from agricultural interests?
6) PACs are Madisonian factions, multiplying associations and participation; they are checked by elections and the needs of a two-party system.
Sample Question
Sabato argues that PACs and their influence:
a) are relatively unimportant factors in government.
b) are the most important factor in government decisionmaking.
c) are not as dangerous as they may seem.
d) are new and temporary forces in governing.
37. Buckley v. Valeo (1976)
Background:
The Federal Election Campaign Act of 1971 (amended in 1974) focussed on two aspects of the campaign financing process:
(1) it limited campaign contributions from individuals and from Political Action Committees;
(2) it imposed limits on spending in behalf of and by political candidates.
The regulations also required detailed reporting of contributions and spending, and established the Federal Election Commission to oversee campaign behavior.
The Decision:
* In Buckley, the Court ruled that
(1) there is a sufficient public interest to justify limits on political contributions and to require public disclosure;
(2) political spending is protected speech under the First Amendment which Congress cannot burden.
· The Court thus decided differently on the issues of contributions, which can be limited, and spending, which is a protected form of free speech.
· The Buckley decision still stands as a cornerstone of how campaign finance is viewed through the Constitution.
Sample Question
In Buckley v. Valeo, the Court decided that:
a) disclosure requirements generally serve substantial government interests.
b) spending by a political candidate is a form of free speech.
c) limiting political contributions to a candidate is a valid government activity.
d) all of the above
38. Larry J. Sabato and Glenn R. Simpson
Campaign Finance Reform
Main Argument:
* The campaign finance system should be deregulated
-- the effort to overregulate has proven ineffective
-- strict and enforced public disclosure of campaign contributions and spending will serve the anti-corruption goals at the heart of campaign finance reform efforts
Sabato and Simpson's Reasoning:
The system of campaign finance regulations established in the 1970s, and upheld in part by Buckley v. Valeo, is overburdened.
This has led to declining efforts at compliance, which, in turn, forces even honest candidates to "keep up" with crafty opponents by bending the financing rules.
Bending the rules has become standard operating procedure with the prevalence of "shadow" campaign organizations and unrestricted contributions in the form of "soft money" (not directed specifically at a particular candidate or campaign, and thus outside the financing restrictions).
Proposed Solutions:
Sabato and Simpson reject calls for public financing of elections and for spending limits:
-- public financing is unrealistic because it would hinder the influence of private individuals and groups
-- spending limits are difficult to enforce and possibly unconstitutional [see the previous selection, Buckley v. Valeo, for a discussion of the constitutional principles involved]
* Sabato and Simpson prefer a free market approach to campaign finance, which they call "Deregulation Plus":
-- limit or abandon current restrictions on spending and contributions
-- concentrate on disclosure laws so people will know where candidates get their money and how they spend it
· This kind of information will serve as its own check on the financing system, while bringing the involvement of "shadow" organizations to the public's attention.
Sample Question
Larry J. Sabato and Glenn R. Simpson favor which type of campaign finance regulation?
a) strict limits on campaign expenditures
b) the elimination of Political Action Committees
c) public disclosure of contributions and expenditures
d) the exclusive use of public funds for national campaigns
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