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1
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- Chadha is an East Indian who was
born in Kenya and holds a British passport. He was lawfully admitted to
the United States in 1966 on a nonimmigrant student visa. His visa
expired on June 30, 1972. On October 11, 1973, the District Director of
the Immigration and Naturalization Service ordered Chadha to show cause
why he should not be deported for having "remained in the United
States for a longer time than permitted.
- Pursuant to 242(b) of the Immigration and Nationality Act (Act), 8
U.S.C. 1252(b), a deportation hearing was held before an Immigration
Judge on January 11, 1974. Chadha conceded that he was deportable for
overstaying his visa and the hearing was adjourned to enable him to file
an application for suspension of deportation under 244(a)(1) of the Act,
8 U.S.C. 1254(a)(1).
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2
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- Section 244(a)(1), at the time in question, provided:
- "As hereinafter prescribed in this section, the Attorney General
may, in his discretion, suspend deportation and adjust the status to
that of an alien lawfully admitted for permanent residence, in the case
of an alien who applies to the Attorney General for suspension of
deportation and -
- "(1) is deportable under any law of the United States except the
provisions specified in paragraph (2) of this subsection; has been
physically present in the United States for a continuous period of not
less than seven years immediately preceding the date of such
application, and proves that during all of such period he was and is a
person of good moral character; and is a person whose deportation would,
in the opinion of the Attorney General, result in extreme hardship to
the alien or to his spouse, parent, or child, who is a citizen of the
United States or an alien lawfully admitted for permanent
residence."
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3
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- After Chadha submitted his application for suspension of deportation,
the deportation hearing was resumed on February 7, 1974.
- On the basis of evidence adduced at the hearing, affidavits submitted
with the application, and the results of a character investigation
conducted by the INS, the Immigration Judge, on June 25, 1974, ordered
that Chadha's deportation be suspended. The Immigration Judge found that
Chadha met the requirements of 244(a)(1): he had resided continuously in
the United States for over seven years, was of good moral character, and
would suffer "extreme hardship" if deported.
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4
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- If the deportation of any alien is suspended under the provisions of
this subsection, a complete and detailed statement of the facts and
pertinent provisions of law in the case shall be reported to the
Congress with the reasons for such suspension.
- Once the Attorney General's recommendation for suspension of Chadha's
deportation was conveyed to Congress, during the session of the Congress
at which a case is reported, or prior to the close of the session of the
Congress next following the session at which a case is reported, the
Senate or the House of Representatives had the power under the Act to
pass a resolution to veto the Attorney General's determination that
Chadha should not be deported.
- The law did not require the President’s signature for the veto.
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5
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- On December 12, 1975, Representative Eilberg, Chairman of the House
Judiciary Subcommittee on Immigration, Citizenship, and International
Law, introduced a resolution opposing "the granting of permanent
residence in the United States to [six] aliens," including Chadha.
- So far as the record before us shows, the House consideration of the
resolution was based on Representative Eilberg's statement from the
floor that
- "[i]t was the feeling of the committee, after reviewing 340 cases,
that the aliens contained in the resolution [Chadha and five others] did
not meet these statutory requirements, particularly as it relates to
hardship; and it is the opinion of the committee that their deportation
should not be suspended."
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6
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- It is not at all clear whether the House generally, or Subcommittee
Chairman Eilberg in particular, correctly understood the relationship
between H. Res. 926 and the Attorney General's decision to suspend
Chadha's deportation. Exactly one year previous to the House veto of the
Attorney General's decision in this case, Representative Eilberg
introduced a similar resolution disapproving the Attorney General's
suspension of deportation in the case of six other aliens. H. Res. 1518,
93d Cong., 2d Sess. (1974). The following colloquy occurred on the floor
of the House:
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7
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- "Mr. WYLIE. Mr. Speaker, further reserving the right to object, is
this procedure to expedite the ongoing operations of the Department of
Justice, as far as these people are concerned. Is it in any way contrary
to whatever action the Attorney General has taken on the question of
deportation; does the gentleman know?
- "Mr. EILBERG. Mr. Speaker, the answer is no to the gentleman's
final question. These aliens have been found to be deportable and the
Special Inquiry Officer's decision denying suspension of deportation has
been reversed by the Board of Immigration Appeals. We are complying with
the law since all of these decisions have been referred to us for
approval or disapproval, and there are hundreds of cases in this
category. In these six cases however, we believe it would be grossly
improper to allow these people to acquire the status of permanent
resident aliens.
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8
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- "Mr. WYLIE. In other words, the gentleman has been working with the
Attorney General's office?
- "Mr. EILBERG. Yes.
- "Mr. WYLIE. This bill then is in fact a confirmation of what the
Attorney General intends to do?
- "Mr. EILBERG. The gentleman is correct insofar as it relates to the
determination of deportability which has been made by the Department of
Justice in each of these cases.
- "Mr. WYLIE. Mr. Speaker, I withdraw my reservation of
objection." 120 Cong. Rec. 41412 (1974).
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9
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- After the House veto of the Attorney General's decision to allow Chadha
to remain in the United States, the Immigration Judge reopened the
deportation proceedings to implement the House order deporting Chadha.
Chadha moved to terminate the proceedings on the ground that 244(c)(2)
is unconstitutional. The Immigration Judge held that he had no authority
to rule on the constitutional validity of 244(c)(2). On November 8,
1976, Chadha was ordered deported pursuant to the House action.
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10
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- Chadha appealed the deportation order to the Board of Immigration
Appeals, again contending that 244(c)(2) is unconstitutional. The Board
held that it had "no power to declare unconstitutional an act of
Congress" and Chadha's appeal was dismissed.
- Pursuant to a statutory provision for judicial review of INS orders
Chadha filed a petition for review of the deportation order in the
United States Court of Appeals for the Ninth Circuit. The Immigration
and Naturalization Service agreed with Chadha's position before the
Court of Appeals and joined him in arguing that 244(c)(2) is
unconstitutional. In light of the importance of the question, the Court
of Appeals invited both the Senate and the House of Representatives to
file briefs amici curiae.
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11
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- the Court of Appeals held that the House was without constitutional
authority to order Chadha's deportation; accordingly it directed the
Attorney General "to cease and desist from taking any steps to
deport this alien based upon the resolution enacted by the House of
Representatives." 634 F.2d 408, 436 (1980). The essence of its
holding was that 244(c)(2) violates the constitutional doctrine of
separation of powers.
- We granted certiorari and we now affirm.
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12
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- BURGER, C. J., delivered the opinion of the Court, in which BRENNAN,
MARSHALL, BLACKMUN, STEVENS, and O'CONNOR, JJ., joined. POWELL, J.,
filed an opinion concurring in the judgment, post, p. 959. WHITE, J.,
filed a dissenting opinion. REHNQUIST, J., filed a dissenting opinion,
in which WHITE, J., joined
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13
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- Political Question
- It is also argued that these cases present a nonjusticiable political
question because Chadha is merely challenging Congress' authority under
the Naturalization Clause, U.S. Const., Art. I, 8, cl. 4, and the
Necessary and Proper Clause, U.S. Const., Art. I, 8, cl. 18. It is
argued that Congress' Art. I power "To establish an uniform Rule of
Naturalization," combined with the Necessary and Proper Clause,
grants it unreviewable authority over the regulation of aliens. The
plenary authority of Congress over aliens under Art. I, 8, cl. 4, is not
open to question, but what is challenged here is whether Congress has
chosen a constitutionally permissible means of implementing that power.
As we made clear in Buckley v. Valeo, 424 U.S. 1 (1976): "Congress
has plenary authority in all cases in which it has substantive
legislative jurisdiction, McCulloch v. Maryland, 4 Wheat. 316 (1819), so
long as the exercise of that authority does not offend some other
constitutional restriction." Id., at 132.
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14
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- As identified in Baker v. Carr, 369 U.S. 186, 217 (1962), a political
question may arise when any one of the following circumstances is
present:
- "a textually demonstrable constitutional commitment of the issue to
a coordinate political department; or a lack of judicially discoverable
and manageable standards for resolving it; or the impossibility of
deciding without an initial policy determination of a kind clearly for
nonjudicial discretion; or the impossibility of a court's undertaking
independent resolution without expressing lack of the respect due
coordinate branches of government; or an unusual need for unquestioning
adherence to a political decision already made; or the potentiality of
embarrassment from multifarious pronouncements by various departments on
one question."
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15
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- Congress apparently directs its assertion of nonjusticiability to the
first of the Baker factors by asserting that Chadha's claim is "an
assault on the legislative authority to enact Section 244(c)(2).“
- But if this turns the question into a political question virtually every
challenge to the constitutionality of a statute would be a political
question. Chadha indeed argues that one House of Congress cannot
constitutionally veto the Attorney General's decision to allow him to
remain in this country. No policy underlying the political question
doctrine suggests that Congress or the Executive, or both acting in
concert and in compliance with Art. I, can decide the constitutionality
of a statute; that is a decision for the courts.
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16
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- It is correct that this controversy may, in a sense, be termed
"political." But the presence of constitutional issues with
significant political overtones does not automatically invoke the political question doctrine.
- Resolution of litigation
challenging the constitutional authority of one of the three branches
cannot be evaded by courts because the issues have political
implications in the sense urged by Congress.
- Marbury v. Madison, 1 Cranch 137 (1803), was also a
"political" case, involving as it did claims under a judicial
commission alleged to have been duly signed by the President but not
delivered. But "courts cannot reject as `no law suit' a bona fide
controversy as to whether some action denominated `political' exceeds
constitutional authority." Baker v. Carr.
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17
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- The congressional veto provision in 244(c)(2) is unconstitutional.
- (a) The prescription for legislative action in Art. I, 1 - requiring all
legislative powers to be vested in a Congress consisting of a Senate and
a House of Representatives - and 7 - requiring every bill passed by the
House and Senate, before becoming law, to be presented to the President,
and, if he disapproves, to be repassed by two-thirds of the Senate and
House - represents the Framers' decision that the legislative power of
the Federal Government be exercised in accord with a single, finely
wrought and exhaustively considered procedure. This procedure is an
integral part of the constitutional design for the separation of powers.
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18
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- Here, the action taken by the House pursuant to 244(c)(2) was
essentially legislative in purpose and effect and thus was subject to
the procedural requirements of Art. I, 7, for legislative action:
passage by a majority of both Houses and presentation to the President.
The one-House veto operated to overrule the Attorney General and mandate
Chadha's deportation.
- The veto's legislative character is confirmed by the character of the
congressional action it supplants; i. e., absent the veto provision of
244(c)(2), neither the House nor the Senate, or both acting together,
could effectively require the Attorney General to deport an alien once
the Attorney General, in the exercise of legislatively [462 U.S. 919,
922] delegated authority, had determined that the alien should
remain in the United States.
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19
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- Today the Court not only invalidates 244(c)(2) of the Immigration and
Nationality Act, but also sounds the death knell for nearly 200 other
statutory provisions in which Congress has reserved a "legislative
veto." For this reason, the Court's decision is of surpassing
importance. And it is for this reason that the Court would have been
well advised to decide the cases, if possible, on the narrower grounds
of separation of powers, leaving for full consideration the
constitutionality of other congressional review statutes operating on
such varied matters as war powers and agency rulemaking, some of which
concern the independent regulatory agencies.
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20
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- The prominence of the legislative veto mechanism in our contemporary
political system and its importance to Congress can hardly be
overstated. It has become a central means by which Congress secures the
accountability of executive and independent agencies.
- Without the legislative veto, Congress is faced with a Hobson's choice:
either to refrain from delegating the necessary authority, leaving
itself with a hopeless task of writing laws with the requisite
specificity to cover endless special circumstances across the entire
policy landscape, or in the alternative, to abdicate its law-making
function to the Executive Branch and independent agencies.
- To choose the former leaves major
national problems unresolved; to opt for the latter risks unaccountable
policymaking by those not elected to fill that role. Accordingly, over
the past five decades, the legislative veto has been placed in nearly
200 statutes. The device is known in every field of governmental
concern: reorganization, budgets, foreign affairs, war powers, and
regulation of trade, safety, energy, the environment, and the economy.
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21
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- But the history of the separation-of-powers doctrine is also a history
of accommodation and practicality. Apprehensions of an overly powerful
branch have not led to undue prophylactic measures that handicap the
effective working of the National Government as a whole. The
Constitution does not contemplate total separation of the three branches
of Government. Buckley v. Valeo, 424 U.S. 1, 121 (1976). "[A]
hermetic sealing off of the three branches of Government from one
another would preclude the establishment of a Nation capable of
governing itself effectively."
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22
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- I [Justice White] do not suggest that all legislative vetoes are
necessarily consistent with separation-of-powers principles. A
legislative check on an inherently executive function, for example, that
of initiating prosecutions, poses an entirely different question. But
the legislative veto device here - and in many other settings - is far
from an instance of legislative tyranny over the Executive. It is a
necessary check on the unavoidably expanding power of the agencies, both
Executive and independent, as they engage in exercising authority
delegated by Congress.
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23
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- I regret that I am in disagreement with my colleagues on the fundamental
questions that these cases present. But even more I regret the
destructive scope of the Court's holding. It reflects a profoundly
different conception of the Constitution than that held by the courts
which sanctioned the modern administrative state. Today's decision
strikes down in one fell swoop provisions in more laws enacted by
Congress than the Court has cumulatively invalidated in its history.
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24
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- The Court's decision, based on the Presentment Clauses, Art. I, 7, cls.
2 and 3, apparently will invalidate every use of the legislative veto.
The breadth of this holding gives one pause. Congress has included the
veto in literally hundreds of statutes, dating back to the 1930's.
- Congress clearly views this procedure as essential to controlling the
delegation of power to administrative agencies. One reasonably may
disagree with Congress' assessment of the veto's utility, but the
respect due its judgment as a coordinate branch of Government cautions
that our holding should be no more extensive than necessary to decide
these cases.
- In my view, the cases may be decided on a narrower ground. When Congress
finds that a particular person does not satisfy the statutory criteria
for permanent residence in this country it has assumed a judicial
function in violation of the principle of separation of powers.
Accordingly, I concur only in the judgment.
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25
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- INS v. Chadha as Precedent
- 2. The Act's line item veto cancellation procedures violate the
Presentment Clause.
- (a) The Act empowers the President to cancel an "item of new direct
spending" such as §4722(c) of the Balanced Budget Act and a
"limited tax benefit" such as §968 of the Taxpayer Relief Act,
§691(a), specifying that such cancellation prevents a provision
"from having legal force or effect," §§691e(4)(B)-(C). Thus,
in both legal and practical effect, the presidential actions at issue
have amended two Acts of Congress by repealing a portion of each.
Statutory repeals must conform with Art. I, INS v. Chadha, 462 U.S. 919,
954 , but there is no constitutional authorization for the President to
amend or repeal. Under the Presentment Clause, after a bill has passed
both Houses, but "before it become[s] a Law," it must be
presented to the Presi dent, who "shall sign it" if he
approves it, but "return it," i.e., "veto" it, if he
does not.
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26
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- 2. The Act's cancellation procedures violate the Presentment Clause. Pp.
17-31.
- (a) The Act empowers the President to cancel an "item of new direct
spending" such as §4722(c) of the Balanced Budget Act and a
"limited tax benefit" such as §968 of the Taxpayer Relief Act,
§691(a), specifying that such cancellation prevents a provision
"from having legal force or effect," §§691e(4)(B)-(C). Thus,
in both legal and practical effect, the presidential actions at issue
have amended two Acts of Congress by repealing a portion of each.
Statutory repeals must conform with Art. I, INS v. Chadha, 462 U.S. 919,
954 , but there is no constitutional authorization for the President to
amend or repeal. Under the Presentment Clause, after a bill has passed
both Houses, but "before it become[s] a Law," it must be
presented to the Presi dent, who "shall sign it" if he
approves it, but "return it," i.e., "veto" it, if he
does not. There are important differences between such a
"return" and cancellation under the Act: The constitutional
return is of the entire bill and takes place before it becomes law,
whereas the statutory cancellation occurs after the bill becomes law and
affects it only in part. There are powerful reasons for construing the
constitutional silence on the profoundly important subject of
presidential repeals as equivalent to an express prohibition. The
Article I procedures governing statutory enactment were the product of
the great debates and compromises that produced the Constitution itself.
Familiar historical materials provide abundant support for the
conclusion that the power to enact statutes may only "be exercised
in accord with a single, finely wrought and exhaustively considered,
procedure." Chadha, 462 U.S., at 951 . What has emerged in the
present cases, however, are not the product of the "finely
wrought" procedure that the Framers designed, but truncated
versions of two bills that passed both Houses.
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