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1
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- American bureaucracy today is an
important fourth branch of the government.
- The administrative branch is
lumped under the Executive and is considered to be subordinate to the
president.
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- The administrative branch today stands at the very center of our
governmental process; it is the keystone of the structure.
- Administrative agencies exercise legislative and judicial as well as
executive functions--a fact that is often overlooked.
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3
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- The bureaucracy is often autonomous, acting outside of the control of
Congress, the president, and even the judiciary.
- This fact raises an important problem for our constitutional democracy:
- How can the bureaucracy be kept responsible if it does not fit into the
constitutional framework that was designed to guarantee limited and
responsible government?
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4
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- Even though the Constitution does not explicitly provide for the
bureaucracy, it has had a profound impact upon the structure, functions,
and general place that the bureaucracy occupies in government.
- The administrative process was incorporated into the constitutional
system under the heading of "The Executive Branch."
- But the concept of "administration" at the time of the
adoption of the Constitution was a very simple one, involving the
"mere execution" of "executive details," to use the
phrases of Hamilton in The Federalist.
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5
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- Federalist 72:
- The persons, therefore, to whose immediate management the different
administrative matters are committed ought to be considered as
Assistants or Deputies of the Chief Magistrate, and on this account,
they ought to derive their offices from his appointment, at least from
his nomination, and ought to be subject to his superintendence.
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6
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- Congress retains primary control over the organization of the
bureaucracy.
- It alone creates and destroys agencies, and determines whether they are
to be located within the executive branch or outside it. This has
enabled Congress to create a large number of independent agencies beyond
presidential control.
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7
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- Congress has the organic power, to create agencies and define their
powers and jurisdiction.
- Congress has the authority to control appropriations and exercise
administrative oversight (Legislative Reorganization Act of 1946)
- Finally, the Constitution gives to the legislature the power to
interfere in high-level presidential appointments, which must be
"by and with the advice and consent of the Senate."
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8
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- Hamiltonian Norm
- Presidents Committee on Administrative Management (1937)
- Constitution Unclear on Control of the Administrative Branch--Separation
of Powers Means Separation of Control
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- Agency Rule-Making: Notice and Comment Requirements of the
Administrative Procedure Act (1946 as amended)
- Agency Adjudication: Formal and Informal
- Administrative Discretion in Enforcement of the Laws of Congress
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- Appointive Power (by and with the advice and consent of the Senate)
- Directive Power (Limited by Law and Political Considerations--agency and
department clientele groups
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- Agencies must act under their delegated powers given by Congress
- Presidential Power is the Power to Persuade, not Prerogative Power
(Neustadt)
- Courts Limit Presidential Powers to Remove Quasi-legislative and
Quasi-Judicial Officials (Humphrey's case, 1935)
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12
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- Administrative Procedure Act sec. 702. Right of review
- A person suffering legal wrong because of agency action, or adversely
affected or aggrieved by agency action within the meaning of a relevant
statute, is entitled to judicial review thereof.
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- 706. Scope of review
- To the extent necessary to decision and when presented, the reviewing
court shall decide all relevant questions of law, interpret
constitutional and statutory provisions, and determine the meaning or
applicability of the terms of an agency action.
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- The reviewing court shall -
- (1) compel agency action unlawfully withheld or unreasonably delayed;
and
- (2) hold unlawful and set aside agency action, findings, and conclusions
found to be -
- (A) arbitrary, capricious, an abuse of discretion, or otherwise not in
accordance with law;
- (B) contrary to constitutional right, power, privilege, or immunity;
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15
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- The reviewing court shall hold unlawful and set aside agency action,
findings, and conclusions found to be –
- C) in excess of statutory jurisdiction, authority, or limitations, or
short of statutory right;
- (D) without observance of procedure required by law;
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- The reviewing court shall hold unlawful and set aside agency action,
findings, and conclusions found to be:
- E) unsupported by substantial evidence in a case subject to sections 556
and 557 of this title or otherwise reviewed on the record of an agency
hearing provided by statute; or
- (F) unwarranted by the facts to the extent that the facts are subject
to trial de novo by the reviewing court.
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